Job Description
The Securities & Derivatives Sr Supervisor is an intermediate management level position responsible for providing full leadership and direction to a team of employees in an effort to process orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to ensure the seamless delivery of securities and derivatives transactions.
Responsibilities
- Resolve settlement issues, and serve as a SME (subject matter expert) to interpret against policies, guidelines or processes; elevate complex issues as needed
- Analyze data using data analysis tools and methodologies to make process improvement recommendations to senior management
- Utilize understanding of securities and derivatives settlement activities to interpret data, prepare reports, and present findings to management
- Identify policy gaps and formulate policies to aid in...