Job Description
Job Description - Senior Associate, Information Compliance Risk Management )
Senior Associate, Information Compliance Risk Management -
At Raymond James, we develop, collaborate, decide, deliver, and improve together.
Raymond James Ltd. is Canada’s leading independent investment dealers offering high quality investment products and services to Canadians seeking customized solutions to their wealth management needs.
Senior Associate, Information Compliance Risk Management (ICRM)
How does the role impact the organization?
The Senior Associate, Information Compliance Risk Management (ICRM) supports the organization’s Privacy and Books & Records by conducting risk and control assessments, process registering activities, data governance, maintaining regulatory and policy inventories, coordinating monitoring and quality assurance activities, and producing management reporting. The Senior Associate partners with Compliance, Technology...