Job Description
Job Description
- Requesting appropriate AML documentation from investors in MUFG administered funds;
- Liaising with investors and clients through verbal and written communication on a periodic basis until all appropriate AML documentation has been obtained;
- Maintaining an overview of complete and incomplete AML records and ensuring action is taken to complete all AML records;
- Timely follow up on pending AML requests keeping compliance with MUFG escalation and follow up procedures;
- Maintenance and safe keeping of AML files and trackers in line with MUFG’s data policies
- Liaising with internal Investor & Client Operations teams on a regular basis and responding to AML related queries
- Ensuring queries and emails, both internally and externally, are responded to in a timely and accurate manner;
- Clearing and/or investigating/verifying possible matches as generated by MUFG application used to screen investors and assoc...