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Full-Time Opportunity: This is a permanent, full-time position with a competitive package and real career growth potential.
Job Description
Position Responsibilities
- Overseeing day-to-day operations: Provide day-to-day compliance support, address inquiries related to the Code of Ethics.
- Conduct and oversee compliance monitoring activities across assigned areas of responsibility.
- Assist in performing comprehensive second line of defense reviews in accordance with the Compliance monitoring and testing program.
- Communicate findings and recommendations to Compliance leadership.
- Coordinate with internal stakeholders to obtain relevant information necessary for analysis.
- Maintain clear and well‑documented records of reviews and conclusions.
- Evaluate compliance processes to identify inefficiencies, gaps, and opportunities for automation or simplification.
- Support ongoing enhancement of personal trading controls and monitoring processes.
Projects & Initiatives