Senior Compliance Officer

Description

Role Purpose: The Senior Compliance Officer supports Head of Compliance in ADIB Securities in implementing regulatory requirements and Group Compliance internal policies. The incumbent works towards enhancing the compliance environment by interpreting the regulatory framework for ADIB Securities Team.

Key Accountabilities of the role

In general Compliance Officer is responsible of making sure that ADIB Securities FCC and Regulatory compliance are in line with Group Policy SCA guidelines and all related regulations:

• Handle ADIB Securities policies & procedures review and renewal in coordination with GPPD
• Maintain update department trackers (regulatory tracker CS tracker)
• Obtain Markets (ADX & DFM) Trading approvals for all ADIB Securities trading accounts at the beginning of each ...