Job Description
Elevate compliance standards at Scotiabank as a Senior Compliance Officer. Engage in trade surveillance, regulatory monitoring, and contribute to a customer-focused culture.
In this role, navigate the complexities of capital markets surveillance for the Global Banking and Markets & Treasury division. The Senior Compliance Officer will champion compliance activities, analyzing trading alerts and generating reports while supporting the Compliance team. You will also play a critical role in developing training programs, conducting gap analyses, and ensuring adherence to various regulatory frameworks.
Key Responsibilities:
• Conduct reviews of OTC product trading alerts
• Generate compliance reporting for trade surveillance efforts
• Support Compliance Officers and senior management
• Research regulatory inquiries and investigations
• Develop and deliver compliance training programs
Requirements:
• 5 to 7 years of experience in financial compliance
• Advanced ...
In this role, navigate the complexities of capital markets surveillance for the Global Banking and Markets & Treasury division. The Senior Compliance Officer will champion compliance activities, analyzing trading alerts and generating reports while supporting the Compliance team. You will also play a critical role in developing training programs, conducting gap analyses, and ensuring adherence to various regulatory frameworks.
Key Responsibilities:
• Conduct reviews of OTC product trading alerts
• Generate compliance reporting for trade surveillance efforts
• Support Compliance Officers and senior management
• Research regulatory inquiries and investigations
• Develop and deliver compliance training programs
Requirements:
• 5 to 7 years of experience in financial compliance
• Advanced ...