Job Description
We are seeking a Senior Manager, Compliance to lead and manage the company’s compliance function within a regulated financial services environment. This role focuses on oversight, decision-making, and team management, ensuring compliance frameworks and day-to-day operations are executed effectively by the compliance team, while providing guidance and escalation support for complex matters.
Key Responsibilities
Compliance Function Oversight
- Oversee the implementation and ongoing effectiveness of the Anti-Money Laundering (AML) / Countering the Financing of Terrorism (CFT) / Counter-Proliferation Financing (CPF) and compliance framework.
- Ensure compliance processes and controls are operating as designed across the business.
- Act as the escalation point for complex, high-risk, or sensitive compliance matters.
- Oversee ML/TF/PF risk assessments, customer risk classification, and enhanced due diligence frameworks.