Job Description
Job Title : Senior Manager Inspection and Internal Control
Experience : 9 to 13 Years
Location : Mumbai
Roles & Responsibilities
- Oversee onsite inspections and compliance visits conducted by regional offices.
- Review inspection observation sheets, reports, and compliance findings.
- Monitor trading member data and identify compliance gaps or regulatory concerns.
- Expand inspection scope beyond standard checklists wherever required.
- Draft and manage Limited Purpose Inspection scopes for trading members.
- Analyze internal audit reports submitted by members and highlight non-compliance issues.
- Coordinate with committees and prepare agendas related to member compliance matters.
- Track annual returns, net-worth reports, and financial s...