Job Description
**Key Responsibilities**
+ Conduct routine to complex investigations of potentially suspicious activity identified through transaction monitoring surveillance, branch escalations, regulatory inquiries, or referrals from Compliance, Legal, Risk, or other business units.
+ Analyze client background information, securities transactions, and fund movements to identify potential money laundering, terrorist financing, or other financial crimes.
+ Utilize internal systems and external research tools, including negative news screening, to analyze activity and determine whether escalation is warranted.
+ Submit 314(b) requests and Requests for Information (RFIs) to branches, as needed.
+ Prepare detailed, accurate, and timely Suspicious Activity Reports (SARs) for submission to regulators and/or law enforcement when suspicious activity is identified.
+ Perform continuing activity reviews and identify/report any ongoing suspicious activity.
+ Communicate the findings a...
+ Conduct routine to complex investigations of potentially suspicious activity identified through transaction monitoring surveillance, branch escalations, regulatory inquiries, or referrals from Compliance, Legal, Risk, or other business units.
+ Analyze client background information, securities transactions, and fund movements to identify potential money laundering, terrorist financing, or other financial crimes.
+ Utilize internal systems and external research tools, including negative news screening, to analyze activity and determine whether escalation is warranted.
+ Submit 314(b) requests and Requests for Information (RFIs) to branches, as needed.
+ Prepare detailed, accurate, and timely Suspicious Activity Reports (SARs) for submission to regulators and/or law enforcement when suspicious activity is identified.
+ Perform continuing activity reviews and identify/report any ongoing suspicious activity.
+ Communicate the findings a...