Job Description
Role Summary
Responsible for leading or supporting the operation, documentation, and enhancement of technically sound SOX, SOC, and/or CCAR program governance methodologies, internal controls testing, policies and procedures. Understand sensitivity of compliance information and appropriately control/limit messages and content shared.
Major Duties
- Evaluate process‑level and financial reporting risks to identify key risks, control objectives, controls, and potential sources of misstatement.
- Develop and maintain an understanding of business operations, systems, and control environments for assigned SOX and SOC processes .
Governance & Process Oversight
- Maintain effective working relationships with control/process/IT owners and provide ongoing SOX and SOC guidance and training.
- Support annual/quarterly SOX and SOC governance planning activities, including coordination of walkthrough schedules...