Job Description
**About this role:**
Wells Fargo Advisors (WFA) is seeking a Supervisory Control Associate responsible for direct support of branches and their responsibilities for remote compliance supervision of Private Client Group (PCG) and Wealth Brokerage Services, (WBS) producing Branch Managers, and Financial Advisors. Learn more about the career areas and lines of business at www.wellsfargojobs.com
**In this role, you will:**
+ Provide support to WFA Supervisory Control Specialists as needed
+ Provide remote sales supervision and support for the WellsTrade, PCG, WBS, Institutional Retirement and Trust (IRT) channels and support branch offices with on-going monitoring to ensure compliance with internal policies, applicable laws, and regulations
+ Work closely with the regional and branch staff on compliance and supervision policies, practices, and resolution of issues
+ Conduct certain client account approvals
+ Participate or conduct compliance, supervi...
Wells Fargo Advisors (WFA) is seeking a Supervisory Control Associate responsible for direct support of branches and their responsibilities for remote compliance supervision of Private Client Group (PCG) and Wealth Brokerage Services, (WBS) producing Branch Managers, and Financial Advisors. Learn more about the career areas and lines of business at www.wellsfargojobs.com
**In this role, you will:**
+ Provide support to WFA Supervisory Control Specialists as needed
+ Provide remote sales supervision and support for the WellsTrade, PCG, WBS, Institutional Retirement and Trust (IRT) channels and support branch offices with on-going monitoring to ensure compliance with internal policies, applicable laws, and regulations
+ Work closely with the regional and branch staff on compliance and supervision policies, practices, and resolution of issues
+ Conduct certain client account approvals
+ Participate or conduct compliance, supervi...