Job Description
Securities Operations Specialist
Our client, a large Asia-headquartered securities firm currently growing its European business, is seeking a middle or back office professional with experience in equities and/or MTNs
Responsibilities
- Support pre- and post-trade processing for Equities and MTNs.
- Resolve and escalate settlement-related queries
- Liaise with counterparties and prime brokers regarding unconfirmed or unsettled trades, escalating issues where necessary
- Complete daily reconciliations and end-of-day (EOD) checklist
- Escalate urgent issues to the Head of Trade Operations
- Build and maintain strong working relationships with Front Office, Risk, Compliance, Accounting and overseas offices
- Assist with audits, regulatory filings, and operational due diligence processes
- Manage the account opening process for securities with clients and their prime brokers
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