Job Description
Pay Rate Range: $ 50.00 - 51.47/hr.
GBaMS ReqID: (phone number removed)
Project Manager / Dealer Filling Coordinator
Job Description:
•Knowledge of broker-dealer firm review processes and submission requirements
•Understanding SEC and Client regulations related to sales and marketing materials"
Dealer Filing Coordinator
Position Summary:
The Dealer Filing Coordinator is responsible for managing the end-to-end dealer filing process to ensure marketing and sales materials are submitted, reviewed, approved, and maintained in compliance with broker-dealer firm requirements, regulatory standards, and internal policies.
This role partners closely with Marketing, Sales, National Accounts, Compliance, and external broker-dealer firms to support timely and accurate content approvals and reporting.
Dealer filing is conducted ei...
GBaMS ReqID: (phone number removed)
Project Manager / Dealer Filling Coordinator
Job Description:
•Knowledge of broker-dealer firm review processes and submission requirements
•Understanding SEC and Client regulations related to sales and marketing materials"
Dealer Filing Coordinator
Position Summary:
The Dealer Filing Coordinator is responsible for managing the end-to-end dealer filing process to ensure marketing and sales materials are submitted, reviewed, approved, and maintained in compliance with broker-dealer firm requirements, regulatory standards, and internal policies.
This role partners closely with Marketing, Sales, National Accounts, Compliance, and external broker-dealer firms to support timely and accurate content approvals and reporting.
Dealer filing is conducted ei...