Job Description
Lead compliance excellence at JPMorgan Asset Management as the Deputy Chief Compliance Officer in Canada. Ensure adherence to regulatory standards and enhance operational risk management.
In this role, you will report directly to the Chief Compliance Officer and address compliance matters within a growing Canadian asset management sector. You will facilitate regulatory engagements, manage compliance programs, and collaborate with internal teams to mitigate operational risks. Effective communication and regulatory knowledge are essential for success.
Key Responsibilities:
• Provide day-to-day compliance leadership across Canada
• Manage licensing and regulatory submission processes
• Engage with regulators during compliance examinations
• Offer advisory support regarding products and distribution
• Coordinate monitoring and periodic risk assessments
Requirements:
• Proven compliance experience within financial services
• Strong knowledge of Canadian regulat...
In this role, you will report directly to the Chief Compliance Officer and address compliance matters within a growing Canadian asset management sector. You will facilitate regulatory engagements, manage compliance programs, and collaborate with internal teams to mitigate operational risks. Effective communication and regulatory knowledge are essential for success.
Key Responsibilities:
• Provide day-to-day compliance leadership across Canada
• Manage licensing and regulatory submission processes
• Engage with regulators during compliance examinations
• Offer advisory support regarding products and distribution
• Coordinate monitoring and periodic risk assessments
Requirements:
• Proven compliance experience within financial services
• Strong knowledge of Canadian regulat...