Job Description
Your new company
You will be joining a well-established financial institution with a strong presence in capital markets, operating within a highly regulated environment. The firm places significant emphasis on governance, risk management and regulatory excellence, offering a professional platform for compliance leaders to partner closely with senior business stakeholders.
Your new role
As a senior member of the Compliance team, you will play a critical role in advising capital markets businesses on regulatory and firm-wide compliance matters. You will provide guidance across equity and debt capital markets activities including underwriting, private placements and marketing of securities offerings, while overseeing information barriers and managing conflicts of interest. In this role, you will work closely with senior management, business teams, legal and external advisers to ensure adherence to regulatory requirements and internal controls. You...